Nicholas Franco (CRD# 4332448) is an Investment Advisor Representative working at Park Avenue Securities LLC in Staten Island, NY and has over 23 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Park Avenue Securities | Staten Island, NY | Jan 2020 - Current | 4 |
| Guardian Life Insurance | Staten Island, NY | Jan 2020 - Current | 4 |
| Park Avenue Securities | New York, NY | Mar 2019 - Jan 2020 | < 1 |
| Park Avenue Securities | Cranford, NJ | Jan 2019 - Jan 2020 | 1 |
| Guardian Life Insurance | Cranford, NJ | Jan 2019 - Jan 2020 | 1 |
| Unemployed | Staten Island, NY | Nov 2018 - Jan 2019 | < 1 |
| Foresters Financial Services | Edison, NJ | Mar 2016 - Nov 2018 | 2 |
| Forestors Advisory Services LLC | Edison, NJ | Oct 2014 - Nov 2018 | 4 |
| Foresters Financial Services, Inc. | Edison, NJ | Jun 2015 - Mar 2016 | < 1 |
| First Investors Corporation | Edison, NJ | Nov 2010 - Jun 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management11,882MILLIONS
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Total Number of Accounts62,811ACCOUNTS
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Average Account Value$189,164
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