Shane Wummel, financial advisor Sterling Heights MI
93 score

Shane Wummel

CRD Number: 5296622
Current Firm: J.p. Morgan Securities LLC

Shane Wummel (CRD# 5296622) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Sterling Heights, MI and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Washington Twp, MI Oct 2012 - Current 4
Jpmorgan Chase Bank Na Rochester Hills, MI Jan 2009 - Current 7
Chase Investment Services Corp Rochester Hills, MI Jan 2009 - Oct 2012 3
Bonefish Grill Sterling Heights, MI May 2008 - Jan 2009 < 1
Michigan State University East Lansing, MI Aug 2007 - May 2008 < 1
Hantz Financial Services Southfield, MI May 2007 - Aug 2007 < 1
Michigan State University East Lansing, MI Aug 2003 - May 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2009
S65 NASAA Investment Advisors Law Examination Jan 2012
Contact Info for Shane G. Wummel
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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