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Thomas Austin, financial advisor Stevensville MI

Thomas Austin

CRD Number: 5835100
Current Firm: Cg Advisory Services

Thomas Austin (CRD# 5835100) is an Investment Advisor Representative working at Cg Advisory Services in Stevensville, MI and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Asset Advisory Services, LLC Haslett, MI Jul 2012 - Current 8
Usa Tax & Insurance Services Dba American Investment Services Palm Harbor, FL Jun 2009 - Current 11
Austin Tax St Joseph, MI Apr 2008 - Current 12
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

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Contact Info for Thomas F. Austin
By the Numbers
  • Total Assets Under Management
    2,235
    MILLIONS
  • Total Number of Accounts
    14,879
    ACCOUNTS
  • Average Account Value
    $150,205
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

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