Mark Stern (CRD# 2382975) is an Investment Advisor Representative working at Stone Ridge Advisors in Stone Ridge, NY and has over 30 years of experience in the finance industry.
CRD# 7025158
Oppenheimer & Company Inc.
CRD# 5619407
Edward Jones
CRD# 6053461
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stone Ridge Advisors | Stone Ridge, NY | Sep 2023 - Current | < 1 |
| Integrated Wealth Concepts, LLC | Waltham, MA | Feb 2023 - Sep 2023 | < 1 |
| Laurel Wealth Advisors | Solana Beach, CA | May 2015 - Sep 2023 | 8 |
| Founders Albatross, Inc. | New York, NY | Jan 2010 - Oct 2018 | 8 |
| Beech Hill Advisors, Inc. | New York, NY | Jul 1999 - Jun 2015 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1994 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- CT
- NY
- TX
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Total Assets Under Management38MILLIONS
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Total Number of Accounts100ACCOUNTS
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Average Account Value$377,515
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, CT, NJ, NY, TX
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