Richard Swartz (CRD# 7005010) is an Investment Advisor Representative working at Swartz Advisory LLC in Stow, OH and has over 5 years of experience in the finance industry.
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
CRD# 5069849
Strategic Wealth Partners, Ltd.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Swartz Advisory LLC | Stow, OH | Jul 2018 - Current | 5 |
| Swartz Consulting LLC | Chicago, IL | Feb 2018 - Dec 2020 | 2 |
| Ready4, Inc. | Chicago, IL | Aug 2017 - Jul 2018 | < 1 |
| Veritas Prep | Chicago, IL | Nov 2016 - Jul 2018 | 1 |
| First Analysis | Chicago, IL | Apr 2017 - Jun 2017 | < 1 |
| Unemployed | Chicago, IL | Oct 2015 - Oct 2016 | 1 |
| Awr Lloyd | Bangkok, | Aug 2015 - Sep 2015 | < 1 |
| Student | Bangkok, | Nov 2014 - Jul 2015 | < 1 |
| Manhattan Test | Bangkok, | Jan 2012 - Oct 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2023 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2018 |
- OH
-
Total Assets Under Management13MILLIONS
-
Total Number of Accounts3ACCOUNTS
-
Average Account Value$4,166,667
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
OH
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