William Simpson, financial advisor Stuart FL

William Simpson

CRD Number: 424938
Current Firm: Janney Montgomery Scott LLC

William Simpson (CRD# 424938) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Stuart, FL and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Janney Montgomery Scott LLC Stuart, FL Feb 2021 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Jan 2021 6
Morgan Stanley Smith Barney St. Louis, MO Apr 2012 - Jan 2021 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
S66 NASAA Uniform Combined State Law Examination Nov 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William S. Simpson
Phone Number: 215-665-6000
Registered State(s):
  • FL
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    81,347
    MILLIONS
  • Total Number of Accounts
    203,125
    ACCOUNTS
  • Average Account Value
    $400,475
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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