Randall RubensCRD Number: 1884224
Current Firm: Rbc Capital Markets, LLC
Randall Rubens (CRD# 1884224) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Sturgeon Bay, WI and has over 29 years of experience in the finance industry.
Associated Investment Services, Inc.
Voya Financial Advisors, Inc.
Lpl Financial LLC
|Rbc Capital Markets, LLC||Sturgeon, WI||Apr 2009 - Current||9|
|Wachovia Securities, LLC||Sturgeon Bay, WI||Jan 2008 - Apr 2009||1|
|A. G. Edwards & Sons, Inc.||Sturgeon Bay, WI||Aug 1988 - Apr 2009||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Total Assets Under Management106,032MILLIONS
Total Number of Accounts254,944ACCOUNTS
Average Account Value$415,903
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY