Nicholas Moragne, financial advisor Sugar Land TX
90 score

Nicholas Moragne

CRD Number: 6060886
Current Firm: Cetera Investment Advisers LLC

Nicholas Moragne (CRD# 6060886) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Sugar Land, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Services LLC St.cloud, MN Jul 2014 - Current 2
Cetera Investment Advisers LLC Sugar Ladn, TX Jul 2014 - Current 2
Regions Bank Sugar Land, TX Jul 2014 - Current 2
Hancock Bank Baton Rouge, LA Apr 2012 - Jun 2014 2
Hancock Investment Services, Inc. Baton Rouge, LA Apr 2012 - Jun 2014 2
Hancock Bank Baton Rouge, LA Jan 2010 - Mar 2012 2
Unemployed Baton Rouge, LA Aug 2009 - Dec 2009 < 1
Lsu Baton Rouge, LA Feb 2009 - Jul 2009 < 1
Circuit City Baton Rouge, LA Jun 2008 - Jan 2009 < 1
Deano's Pizza Baton Rouge, LA Oct 2005 - May 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Nicholas J. Moragne
Phone Number: 888-528-2987
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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