Austin Sorg, financial advisor Sumner IA
89 score

Austin Sorg

CRD Number: 6184110
Current Firm: United Planners' Financial Services Of America A Limited Partner

Austin Sorg (CRD# 6184110) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Sumner, IA and has over 2 years of experience in the finance industry.

Similar Advisors
Jordan Alborn, financial advisor Sumner IA
Jordan D. Alborn
CRD# 5622169
Fsb Premier Wealth Management, Inc.
Score
96
Similar Advisors
David Beaty, financial advisor Sumner IA
David A. Beaty
CRD# 1617090
Heartland Financial Services, Ltd.
Score
96
Similar Advisors
Scott Bradfield, financial advisor Sumner IA
Scott E. Bradfield
CRD# 3008331
State Farm Investment Management Corp.
Score
96
Company Name Location Dates Years
United Planners' Financial Services Scottsdale, AZ Nov 2013 - Current 3
Investment Center Independence, IA Apr 2013 - Current 3
Harbour Investments Inc. Madison, WI Jun 2013 - Dec 2013 < 1
The Pump Haus Cedar Falls, IA Jan 2013 - May 2013 < 1
Mojo's Party Bar Cedar Falls, IA May 2007 - Dec 2012 5
Sears Waterloo, IA Oct 2009 - Jan 2010 < 1
Bremwood Waverly, IA Dec 2005 - Jun 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Austin Sorg
Phone Number: 480-991-0225
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    1,806
    MILLIONS
  • Total Number of Accounts
    9,587
    ACCOUNTS
  • Average Account Value
    $188,339
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.