Paul Sponseller (CRD# 2482717) is an Investment Advisor Representative working at Independent Financial Partners in Sun City Center, Fl 33573, FL and has over 29 years of experience in the finance industry. Paul Sponseller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 5159569
Primerica Advisors
CRD# 4691463
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Independent Financial Partners | Tampa, FL | Sep 2019 - Current | 4 |
Wealthsource Partners, LLC | Sun City Center, FL | Jul 2017 - Sep 2019 | 2 |
Moors & Cabot, Inc. | Sarasota, FL | Jun 2017 - Jul 2017 | < 1 |
Niagara International Capital Limited | Sun City Center, FL | May 2017 - May 2017 | < 1 |
Unemployed | Tampa, FL | Jan 2017 - May 2017 | < 1 |
Raymond James & Associates, Inc. | Sun City Center, FL | May 2014 - Jan 2017 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 1995 |
S65 | NASAA Investment Advisors Law Examination | Mar 2006 |
S66 | NASAA Uniform Combined State Law Examination | May 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management9,761MILLIONS
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Total Number of Accounts37,391ACCOUNTS
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Average Account Value$261,062
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