Guillermo Morales (CRD# 4680789) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Surprise, AZ and has over 15 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 6741281
Charles Schwab & Company, Inc.
CRD# 5739535
Schwab Wealth Advisory, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| State Farm Investment Management Corp. | Surprise, AZ | Nov 2020 - Current | 3 |
| State Farm Investment Management Corp. | Glendale, AZ | Nov 2020 - Current | 3 |
| Guillermo Morales Insurance Agency | Surprise, AZ | Jan 2017 - Current | 7 |
| State Farm Vp Management Corp. | Surprise, AZ | Jan 2017 - Current | 7 |
| Guillermo Morales Insurance Agency | Glendale, AZ | Aug 2014 - Current | 9 |
| State Farm Vp Management Corp | Glendale, AZ | Aug 2014 - Current | 9 |
| State Farm Investment Management Corp | Glendale, AZ | Aug 2018 - Jun 2019 | < 1 |
| State Farm Vp Management Corp | Phoenix, AZ | Oct 2011 - Jul 2014 | 2 |
| Guillermo Morales Insurance Agency | Phoenix, AZ | Oct 2011 - Jul 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2009 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2020 |
- AZ
-
Total Assets Under Management10,165MILLIONS
-
Total Number of Accounts4ACCOUNTS
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Average Account Value$2,541,134,043
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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