Scarlet Filmore, financial advisor Surprise AZ
81 score

Scarlet Filmore

CRD Number: 4606714
Current Firm: 1st Global Advisors Inc.

Scarlet Filmore (CRD# 4606714) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Surprise, AZ and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
1st Global Capital Corp. Sun City West, AZ Jun 2012 - Current 4
1st Global Advisors Inc. Sun City West, AZ Jun 2012 - Current 4
Monheit Financial Group Sun City West, AZ Jun 2011 - Current 5
Monheit Zongolowicz Frisch, Cpas Sun City West, AZ Jun 2011 - Current 5
Macys Glendale, AZ Sep 2010 - Jun 2011 < 1
Unemployed Surprise, AZ May 2010 - Aug 2010 < 1
Randstad - Vanguard Funds Scottsdale, AZ Mar 2010 - May 2010 < 1
Unemployed Surprise, AZ Jan 2008 - Mar 2010 2
Wachovia Securities, LLC Scottsdale, AZ Oct 2006 - Dec 2007 1
Chase Investment Services Corp Phoenix, AZ Mar 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2006
S66 NASAA Uniform Combined State Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Scarlet R. Filmore
Phone Number: 214-294-5000
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    7,093
    MILLIONS
  • Total Number of Accounts
    21,134
    ACCOUNTS
  • Average Account Value
    $335,619
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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