Scarlet FilmoreCRD Number: 4606714
Current Firm: 1st Global Advisors Inc.
Scarlet Filmore (CRD# 4606714) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Surprise, AZ and has over 11 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|1st Global Capital Corp.||Sun City West, AZ||Jun 2012 - Current||5|
|1st Global Advisors Inc.||Sun City West, AZ||Jun 2012 - Current||5|
|Monheit Financial Group||Sun City West, AZ||Jun 2011 - Current||6|
|Monheit Zongolowicz Frisch, Cpas||Sun City West, AZ||Jun 2011 - Current||6|
|Macys||Glendale, AZ||Sep 2010 - Jun 2011||< 1|
|Unemployed||Surprise, AZ||May 2010 - Aug 2010||< 1|
|Randstad - Vanguard Funds||Scottsdale, AZ||Mar 2010 - May 2010||< 1|
|Unemployed||Surprise, AZ||Jan 2008 - Mar 2010||2|
|Wachovia Securities, LLC||Scottsdale, AZ||Oct 2006 - Dec 2007||1|
|Chase Investment Services Corp||Phoenix, AZ||Mar 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2006|
|S66||NASAA Uniform Combined State Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV