Kenneth Graves, financial advisor Suwanee GA
88 score

Kenneth Graves

CRD Number: 1976686
Current Firm: Capital Research Advisors, LLC
Compensation Model: Fee Only
Kenneth Graves (CRD# 1976686) is an Investment Advisor Representative working at Capital Research Advisors, LLC in Suwanee, GA and has over 23 years of experience in the finance industry.
CONTACT
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Company Name Location Dates Years
Ceros Financial Services, Inc. South Boston, MA Aug 2009 - Current 7
Capital Research Advisors, LLC Sugar Hill, GA Jun 2003 - Current 13
Capital Research Advisors, LLC Suwanee, GA Apr 2003 - Current 13
Rydex Distributors, Inc. Rockville, MD Jun 2003 - Aug 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kenneth D. Graves
Phone Number: 770-925-1000
Registered State(s):
  • GA
  • TX
  • AL
  • CA
  • FL
  • MD
  • NC
  • TN
By the Numbers
  • Total Assets Under Management
    101
    MILLIONS
  • Total Number of Accounts
    252
    ACCOUNTS
  • Average Account Value
    $400,794
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, CA, CO, FL, GA, ID, LA, MA, NC, NJ, NY, SC, TN, TX, VA

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BADGES
88
Verified Page
Data verified by both the advisor and the public regulatory data.

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