Kevin Sullivan (CRD# 4348213) is an Investment Advisor Representative working at Rockbridge Investment Management, LLC in Syracuse, NY and has over 19 years of experience in the finance industry. Kevin Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 1200413
Rbc Capital Markets, LLC
CRD# 828730
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rockbridge Investment Management, LLC | Syracuse, NY | Apr 2016 - Current | 8 |
| Cadaret, Grant & Company, Inc. | Solvay, NY | Jun 2009 - Apr 2016 | 6 |
| Solvay Bank | Solvay, NY | Apr 2009 - Apr 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2004 |
- NY
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Total Assets Under Management1,485MILLIONS
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Total Number of Accounts3,887ACCOUNTS
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Average Account Value$382,091
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CT, FL, IN, LA, MA, MD, MI, NC, NH, NJ, NY, OR, PA, RI, SC, TN, TX, VA, VT
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