Stephanie ShinnCRD Number: 4574645
Current Firm: Kms Financial Services, Inc.
Stephanie Shinn (CRD# 4574645) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Tacoma, WA and has over 15 years of experience in the finance industry. Stephanie Shinn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Brighton Jones LLC
Byrne & Company Wealth Management, LLC
Northern Lights Advisors, Inc.
|Kms Financial Services, Inc.||Seattle, WA||Nov 2007 - Current||10|
|Purcell Advisory Services, LLC||Tacoma, WA||Feb 2005 - Current||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2003|
Total Assets Under Management6,793MILLIONS
Total Number of Accounts26,740ACCOUNTS
Average Account Value$254,039
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV