Alan Kasser, financial advisor Tampa FL
68 score

Alan Kasser

CRD Number: 1212756
Current Firm: J. W. Cole Advisors, Inc.

Alan Kasser (CRD# 1212756) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Tampa, FL and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
J. W. Cole Advisors, Inc. Tampa, FL May 2013 - Current 3
J.w. Cole Financial, Inc. Houston, TX May 2013 - Current 3
Financial Advisers Of America Carlsbad, CA Oct 2010 - Current 6
Mml Investors Services, Inc. Houston, TX Feb 2007 - Oct 2010 3
Massachusetts Mutual Life Insurance Company Houston, TX Dec 2006 - Oct 2010 3
First Investors Corporation Houston, TX Oct 1983 - Dec 2006 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Alan J. Kasser
Phone Number: (813) 935-6776
Firm Website: http://www.jw-cole.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,250
    MILLIONS
  • Total Number of Accounts
    6,832
    ACCOUNTS
  • Average Account Value
    $182,954
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
68

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