Alan KasserCRD Number: 1212756
Current Firm: J. W. Cole Advisors, Inc.
Alan Kasser (CRD# 1212756) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Tampa, FL and has over 34 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|J. W. Cole Advisors, Inc.||Tampa, FL||May 2013 - Current||4|
|J.w. Cole Financial, Inc.||Houston, TX||May 2013 - Current||4|
|Financial Advisers Of America||Carlsbad, CA||Oct 2010 - Current||7|
|Mml Investors Services, Inc.||Houston, TX||Feb 2007 - Oct 2010||3|
|Massachusetts Mutual Life Insurance Company||Houston, TX||Dec 2006 - Oct 2010||3|
|First Investors Corporation||Houston, TX||Oct 1983 - Dec 2006||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
|S65||NASAA Investment Advisors Law Examination||May 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management1,250MILLIONS
Total Number of Accounts6,832ACCOUNTS
Average Account Value$182,954
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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