James ErbCRD Number: 1219371
Current Firm: Northwestern Mutual Investment Services,llc
James Erb (CRD# 1219371) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Tampa, FL and has over 17 years of experience in the finance industry. James Erb has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||May 2007 - Current||10|
|Northwestern Mutual Investment Services, LLC||Milwaukee, WI||Nov 1983 - Current||33|
|Northwestern Mutual Life||Milwaukee, WI||Apr 1983 - Current||34|
|Northwestern Mutual Investment Services, LLC||Tampa, FL||Feb 2005 - Mar 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1999|
|S66||NASAA Uniform Combined State Law Examination||May 2006|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV