Mary Laplante, financial advisor Tampa FL

Mary Laplante

CRD Number: 3194121
Current Firm: Ernst & Young Investment Advisers LLP

Mary Laplante (CRD# 3194121) is an Investment Advisor Representative working at Ernst & Young Investment Advisers LLP in Tampa, FL and has over 25 years of experience in the finance industry. Mary Laplante has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tapfin/ey Tampa, FL Dec 2020 - Current 3
Unemployed Tampa, FL Jul 2020 - Dec 2020 < 1
My Parents Melbourne, FL Jan 2018 - Jul 2020 2
Uber Melbourne, FL Jan 2017 - Dec 2017 < 1
S.r. Clarke & Assoc Melbourne, FL Jun 2016 - Dec 2016 < 1
Unemployed Melbourne, FL Jan 2016 - May 2016 < 1
Stifel Financial Gainsville, FL Sep 2009 - Dec 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
S65 NASAA Investment Advisors Law Examination May 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mary I. Laplante
Phone Number: 800-273-0588
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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