Paul RichardsonCRD Number: 1006146
Current Firm: Calton & Associates, Inc.
Paul Richardson (CRD# 1006146) is an Investment Advisor Representative working at Calton & Associates, Inc. in Tampa, FL and has over 33 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Calton & Associates, Inc.||Tampa, FL||Aug 2013 - Current||4|
|Cabot Lodge Securities LLC||New York, NY||Sep 2012 - Aug 2013||< 1|
|Brookstone Securities, Inc.||Lakeland, FL||Jun 2011 - Jun 2012||1|
|Pointe Capital, LLC||Albany, NY||Jul 2004 - Jun 2011||6|
|Gunnallen Financial||Tampa, FL||Jul 2009 - Dec 2009||< 1|
|Great Eastern Securities, Inc.||New York, NY||Nov 2006 - Dec 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Regulatory Event
Total Assets Under Management416MILLIONS
Total Number of Accounts2,834ACCOUNTS
Average Account Value$146,681
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV