Roy NiggebruggeCRD Number: 3089780
Current Firm: National Asset Management, Inc.
Roy Niggebrugge (CRD# 3089780) is an Investment Advisor Representative working at National Asset Management, Inc. in Tampa, FL and has over 17 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|National Securities Corporation||Tampa, FL||Nov 2013 - Current||3|
|Gilman & Ciocia||Tampa, FL||May 1998 - Current||19|
|Abel||Tampa, FL||Jan 2012 - Jan 2015||3|
|Asset & Financial Planning, Ltd||Tampa, FL||Feb 2001 - May 2014||13|
|Prime Capital Services, Inc.||Tampa, FL||Mar 1999 - Nov 2013||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2000|
|S66||NASAA Uniform Combined State Law Examination||Jan 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,051MILLIONS
Total Number of Accounts5,573ACCOUNTS
Average Account Value$188,616
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV