Caroline Gabay (CRD# 5536940) is an Investment Advisor Representative working at Commonwealth Financial Network in Tarrytown, NY and has over 15 years of experience in the finance industry.
CRD# 4658014
Northwestern Mutual Investment Services,llc
CRD# 5729536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6255377
Abbondandolo Wealth Management Corp
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | Waltham, MA | Feb 2024 - Current | < 1 |
| Dba - Pinnacle Planning Group | Tarrytown, NY | Jun 2013 - Current | 10 |
| Insurance-non Variable | New York, NY | May 2012 - Current | 12 |
| Cetera Advisors LLC | Denver, CO | Oct 2016 - Feb 2024 | 7 |
| Investors Capital Corporation | Lynnfield, MA | Aug 2013 - Oct 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2008 |
- NY
-
Total Assets Under Management177,032MILLIONS
-
Total Number of Accounts623,075ACCOUNTS
-
Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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