Brian VennCRD Number: 3167657
Current Firm: U.s. Bancorp Investments, Inc.
Brian Venn (CRD# 3167657) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Tarzana, CA and has over 18 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|U.s. Bancorp Investments, Inc.||Encino, CA||Apr 2015 - Current||2|
|J.p. Morgan Securities LLC||Ventura, CA||Jan 2013 - Feb 2015||2|
|Wells Fargo Advisors LLC||Santa Barbara, CA||Jan 2011 - Dec 2012||1|
|Wells Fargo Investments, LLC||Santa Barbara, CA||Sep 2005 - Jan 2011||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1999|
|S65||NASAA Investment Advisors Law Examination||Dec 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management5,065MILLIONS
Total Number of Accounts24,670ACCOUNTS
Average Account Value$205,313
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV