Thomas Mills (CRD# 4191731) is an Investment Advisor Representative working at Mills Financial Services LLC in Tehachapi, CA and has over 23 years of experience in the finance industry.
CRD# 1960365
Edward Jones
CRD# 6117667
First Command Advisory Services
CRD# 1061809
Lincoln Investment
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Allstate Insurance Company | Tehachapi, CA | Jan 2018 - Current | 6 |
| Mills Financial Services LLC | Tehachapi, CA | Dec 2017 - Current | 6 |
| Waddell & Reed, Inc. | Tehachapi, CA | May 2000 - Nov 2017 | 17 |
| Rental House | Albuquerque, NM | Jan 2014 - Sep 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management4MILLIONS
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Total Number of Accounts63ACCOUNTS
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Average Account Value$63,492
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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