Leonard Cole (CRD# 2421588) is an Investment Advisor Representative working at Team Wealth & Tax Advisors in Temecula, CA and has over 30 years of experience in the finance industry. Leonard Cole has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4876819
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5480138
Safeguard Investment Advisory Group, LLC
CRD# 2066720
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Team Financial Group, Llc Dba Team Wealth & Tax Advisors | Temecula, CA | May 2020 - Current | 3 |
| Team Financial Group, Llc Dba Team Financial & Insurance Service | Temecula, CA | Nov 2017 - Current | 6 |
| Cole Legacy Partners, Dba Cole Legacy Properties LLC | Temecula, CA | Feb 2012 - Current | 12 |
| Leonard P Cole Financial And Insurance Services | Temecula, CA | Jul 1994 - Current | 29 |
| Teamtax Professionals | Temecula, CA | Sep 1990 - Current | 33 |
| Ae Wealth Management | Topeka, KS | Jul 2016 - Oct 2020 | 4 |
| Global Financial Private Capital, LLC | Temecula, CA | Sep 2013 - Sep 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1994 |
- CA
- TX
-
Total Assets Under Management147MILLIONS
-
Total Number of Accounts625ACCOUNTS
-
Average Account Value$235,546
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other
CA, FL, ID, TX
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