David Morgan, financial advisor Tempe AZ
93 score

David Morgan

CRD Number: 2017086
Current Firm: Edelman Financial Services, LLC

David Morgan (CRD# 2017086) is an Investment Advisor Representative working at Edelman Financial Services, LLC in Tempe, AZ and has over 25 years of experience in the finance industry. David Morgan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Edelman Financial Services, LLC Fairfax, VA May 2016 - Current < 1
Ef Legacy Securities, LLC Henrico, VA May 2016 - Current < 1
Charles Schwab Bank Scottsdale, AZ Apr 2006 - May 2016 10
Charles Schwab & Company, Inc. Scottsdale, AZ Feb 2006 - May 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1991
S65 NASAA Investment Advisors Law Examination Aug 1998
Contact Info for David E. Morgan
Phone Number: 703-818-0800
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    14,880
    MILLIONS
  • Total Number of Accounts
    69,807
    ACCOUNTS
  • Average Account Value
    $213,159
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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