David Morgan (CRD# 2017086) is an Investment Advisor Representative working at Schwab Wealth Advisory, Inc. in Phoenix, AZ and has over 33 years of experience in the finance industry. David Morgan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4607086
Origin Investment Advisory LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Schwab Wealth Advisory, Inc. | Phoenix, AZ | Dec 2018 - Current | 5 |
| Charles Schwab & Company, Inc. | Phoenix, AZ | Dec 2018 - Current | 5 |
| Edelman Financial Services, LLC | Fairfax, VA | May 2016 - Nov 2018 | 2 |
| Ef Legacy Securities, LLC | Henrico, VA | May 2016 - Oct 2018 | 2 |
| Charles Schwab Bank | Scottsdale, AZ | Apr 2006 - May 2016 | 10 |
| Charles Schwab & Company, Inc. | Scottsdale, AZ | Feb 2006 - May 2016 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1991 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1998 |
- AZ
- KY
- MN
- TX
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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