Harold Smith (CRD# 4094105) is an Investment Advisor Representative working at U.s. Bancorp Advisors, LLC in Tempe, AZ and has over 23 years of experience in the finance industry.
CRD# 3044058
Ameriprise Financial Services, LLC
CRD# 6108988
Edelman Financial Engines
CRD# 3213291
Dynamic Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Unionbanc Investment Services | Tempe, AZ | Aug 2023 - Current | < 1 |
| Wells Fargo Clearing Services, LLC | Mesa, AZ | Mar 2021 - Aug 2023 | 2 |
| Wells Fargo Bank, Na | Mesa, AZ | Mar 2021 - Aug 2023 | 2 |
| The Prudential Insurance Company Of America | Phoenix, AZ | Feb 2019 - Feb 2021 | 2 |
| Pruco Securities LLC | Phoenix, AZ | Dec 2018 - Feb 2021 | 2 |
| Bank Of America, N.a. | Chandler, AZ | Oct 2014 - Jan 2019 | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler, AZ | Aug 2014 - Jan 2019 | 4 |
| S9 Lls | Phoenix, AZ | Mar 2014 - Jun 2015 | 1 |
| Charles Schwab | Phoenix, AZ | Nov 1999 - Jul 2014 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2014 |
- AZ
- CA
- VT
- WA
-
Total Assets Under Management1,387MILLIONS
-
Total Number of Accounts3,901ACCOUNTS
-
Average Account Value$355,591
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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