Our goal is to implement unique and innovative strategies to help preserve and grow your invested capital through multiple market cycles. Services we provide are Finanical Planning, Portfolio Management, Estate Planning, Retirement Planning, Investments, and Risk Management.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 4207020
Dakota Wealth, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Newedge Advisors, Llc (formerly: Gwm Advisors, Llc) | New Orleans, LA | Aug 2021 - Current | 2 |
| Lpl Financial LLC | Tequesta, FL | Aug 2021 - Current | 2 |
| Ameriprise Financial Services, Inc. | Palm Beach Gardens, FL | Mar 2015 - Aug 2021 | 6 |
| Minnesota Life Insurance Company | St. Paul, MN | Mar 2011 - Mar 2015 | 4 |
| Securian Financial Services | St. Paul, MN | Mar 2011 - Mar 2015 | 4 |
| Evershore Financial Group | Palm Beach Gardens, FL | Apr 2011 - Feb 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2008 |
| S65 | NASAA Investment Advisors Law Examination | May 2015 |
- FL
- TX
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Total Assets Under Management18,432MILLIONS
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Total Number of Accounts62,249ACCOUNTS
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Average Account Value$296,108
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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