Pauline Stevens, financial advisor The Woodlands TX
93 score

Pauline Stevens

CRD Number: 1395853
Current Firm: Morgan Stanley

Pauline Stevens (CRD# 1395853) is an Investment Advisor Representative working at Morgan Stanley in The Woodlands, TX and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Dallas, TX Jun 2009 - Current 8
Citigroup Global Markets Inc. Houston, TX Feb 1992 - Jun 2009 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
Contact Info for Pauline B. Stevens
Phone Number: 914-225-5510
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    598,503
    MILLIONS
  • Total Number of Accounts
    1,610,240
    ACCOUNTS
  • Average Account Value
    $371,685
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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