Mason Doughty, financial advisor Tipton IA
90 score

Mason Doughty

CRD Number: 5935903
Current Firm: Ameriprise Financial Services, Inc.

Mason Doughty (CRD# 5935903) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Tipton, IA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Tipton, IA Jun 2011 - Current 5
The Nutrition Outlet Kearney, NE Jan 2011 - Jun 2011 < 1
The Nutrition Outlet Kearney, NE May 2010 - Dec 2010 < 1
University Of Nebraska At Kearney Kearney, NE Aug 2005 - May 2010 4
University Of Nebraska At Kearney Kearney, NE Aug 2005 - May 2010 4
University Of Nebraska At Kearney Kearney, NE Apr 2008 - Aug 2009 1
University Of Nebraska At Kearney Kearney, NE May 2006 - May 2009 3
North Platte Recreation Complex North Platte, NE Aug 2002 - Aug 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Mason A. Doughty
Phone Number: 612-671-3131
Registered State(s):
  • IA
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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