Richard Kaser, financial advisor Toledo OH

Richard Kaser

CRD Number: 2083645
Current Firm: Kmg Fiduciary Partners, LLC

Richard Kaser (CRD# 2083645) is an Investment Advisor Representative working at Kmg Fiduciary Partners, LLC in Toledo, OH and has over 33 years of experience in the finance industry. Richard Kaser has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kmg Fiduciary Partners, LLC Toledo, OH Sep 2018 - Current 5
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Sep 2018 3
Morgan Stanley Smith Barney Toledo, OH Jun 2009 - Sep 2018 9
Morgan Stanley & Company Incorporated Toledo, OH Apr 2009 - Sep 2018 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1990
S65 NASAA Investment Advisors Law Examination Jan 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard J. Kaser
Phone Number: (419) 517-8040
Registered State(s):
  • OH
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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