Douglas Bauerband (CRD# 2850269) is an Investment Advisor Representative working at G. Douglas Wealth Management in Toms River, NJ and has over 24 years of experience in the finance industry.
CRD# 2083423
Main Street Financial Solutions, LLC
CRD# 4874990
Prudential Financial Planning Services
CRD# 6728845
Ades Wealth Management Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Douglas Bauerband, Sole Proprietor Dba G. Douglas Wealth Mgmt | Toms River, NJ | Jun 2023 - Current | < 1 |
| Douglas Bauerband, Sole Proprietor | Toms River, NJ | Nov 2022 - Current | 1 |
| Douglas Bauerband, Sole Proprietor | Toms River, NJ | Jun 2017 - Current | 6 |
| Douglas Bauerband Dba G Douglas Financial Group | Toms River, NJ | Oct 1980 - Current | 43 |
| Gradient Securities/gradient Wealth Management | Arden Hills, MN | Jan 2023 - Jul 2023 | < 1 |
| Tfs Advisory Services | Lincroft, NJ | Jun 2012 - Dec 2022 | 10 |
| Tfs Securities, Inc. | Lincroft, NJ | Jun 2012 - Dec 2022 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1999 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
- TX
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Total Assets Under Management18MILLIONS
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Total Number of Accounts103ACCOUNTS
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Average Account Value$174,757
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
NJ, TX
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