James Cook, financial advisor Topeka KS

James Cook

CRD Number: 6517772
Current Firm: On Investment Management Co

James Cook (CRD# 6517772) is an Investment Advisor Representative working at On Investment Management Co in Topeka, KS and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
The O.n. Equity Sales Company Cincinnati, OH Aug 2018 - Current 5
Ohio National Financial Services Cincinnati, OH May 2018 - Current 5
Various Insurance Carriers For W&r Insurance Agencies Lawrence, KS Jul 2016 - Aug 2018 2
Waddell & Reed Topeka, KS Jun 2015 - Aug 2018 3
Aric Harrington Topeka, KS Dec 2017 - Jul 2018 < 1
Douglas County Connection Lawrence, KS Jul 2017 - Jul 2018 1
Glory Days Pizza Lawrence, KS Feb 2008 - Sep 2016 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2016
Contact Info for James C. Cook
Phone Number: 855-262-0913
Firm Website: https://www.onesco.net/
Registered State(s):
  • AZ
  • CA
  • CO
  • GA
  • ID
  • IL
  • KS
  • MO
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    2,195
    MILLIONS
  • Total Number of Accounts
    15,930
    ACCOUNTS
  • Average Account Value
    $137,818
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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