Scott MartinCRD Number: 6342945
Current Firm: 1st Global Advisors Inc.
Scott Martin (CRD# 6342945) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Topeka, KS and has over 3 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Legacy Financial Strategies, LLC
Waddell & Reed
|1st Global Advisors Inc.||Topeka, KS||Jun 2014 - Current||3|
|1st Global Capital Corp||Topeka, KS||Jun 2014 - Current||3|
|Ss&c Solutions, Inc.||Lenexa, KS||Aug 2004 - Current||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management8,858MILLIONS
Total Number of Accounts25,039ACCOUNTS
Average Account Value$353,788
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY