James ThibaultCRD Number: 4837211
Current Firm: Barron Financial Group, LLP
Compensation Model: Both
Barron Financial is a personal wealth management firm that was founded on the principal of providing independent, objective financial advice to our clients. We manage or oversee more than $75 million in client assets and maintain low client-to-advisor ratios which we believe is critical to delivering personalized, best-in-class wealth management services for our clients.
Springboard Asset Management LLC
Advice And Planning Services
Northwestern Mutual Investment Services,llc
|Barron Financial Group, LLP||Torrington, CT||Mar 2006 - Current||14|
|Purshe Kaplan Sterling Investments||Torrington, CT||Mar 2006 - Current||14|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Jan 2004|
|S31||Futures Managed Funds Examination||Jan 2004|
|S63||Uniform Securities State Law Examination||Sep 2004|
|S65||NASAA Investment Advisors Law Examination||Oct 2004|
Total Assets Under Management76MILLIONS
Total Number of Accounts323ACCOUNTS
Average Account Value$234,159
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Non-Advisory Securities offered through Purshe Kaplan Sterling Investments
Member FINRA/SIPC Headquartered at 18 Corporate Woods Blvd., Albany, NY 12211. (Ph. 518-436-3536)
ACCREDITED WEALTH MANAGEMENT ADVISOR and AWMA® are service marks of the College for Financial Planning.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNERTM and in the U.S., which it awards to individuals who successfully complete CFP Boards initial and ongoing certification requirements.
BARRON FINANCIAL GROUP, LLP is a Registered Investment Advisor. This web site is not a solicitation or offer to sell investment advisory services. BARRON FINANCIAL GROUP, LLP provides individual client services only in states in which it is filed or where an exemption or exclusion from such filing exists.
All written content is for informational purposes only and may not constitute a complete description of available investment services or performance. Proprietary papers and writings are the opinions of BARRON FINANCIAL GROUP, LLP. Other articles, links, and information presented on this site are obtained from sources believed to be reliable, but they are for informational purposes only and BARRON FINANCIAL GROUP, LLP does not guarantee their timeliness or accuracy. Clients should consult their advisor with to any questions they may have. Nothing on this web site should imply that past results are an indication of future performance. The value and income of any of the securities or financial instruments mentioned on this site can fall as well as rise, and an investor may get back less than he or she invested. Past performance is not necessarily a guide to future performance. Independent advice should be sought in all cases.
At certain places on this site, live "links" to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of BARRON FINANCIAL GROUP, LLP. BARRON FINANCIAL GROUP, LLP does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by BARRON FINANCIAL GROUP, LLP.
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