Michael SluhanCRD Number: 3183641
Current Firm: Genex Consulting
Michael Sluhan (CRD# 3183641) is an Investment Advisor Representative working at Genex Consulting in Town And Country, MO and has over 18 years of experience in the finance industry. Michael Sluhan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Private Client Services||Louisville, KY||Jan 2018 - Current||< 1|
|Genex Consulting||Town And Country, MO||Jan 2008 - Current||10|
|Tap Consulting, Llc Dba Genex Financial||Town And Country, MO||Aug 2005 - Current||12|
|Lpl Financial, LLC||Town And Country, MO||Jan 2008 - Jan 2018||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1999|
|S65||NASAA Investment Advisors Law Examination||Apr 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management100MILLIONS
Total Number of Accounts750ACCOUNTS
Average Account Value$133,333
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services