Hans Mathiak, financial advisor Traverse City MI
81 score

Hans Mathiak

CRD Number: 4467885
Current Firm: Fifth Third Securities, Inc.

Hans Mathiak (CRD# 4467885) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Traverse City, MI and has over 15 years of experience in the finance industry.

Similar Advisors
Derek Dall Olmo, financial advisor Traverse City MI
Derek P. Dall Olmo
CRD# 5138728
Ameriprise Financial Services, Inc.
Score
101
Similar Advisors
Pamela Boyce, financial advisor Traverse City MI
Pamela K. Boyce
CRD# 5941952
Amelia Advisors
Score
98
Similar Advisors
John Puetz, financial advisor Traverse City MI
John C. Puetz
CRD# 4351483
Lejeune Puetz Investment Counsel
Score
98
Company Name Location Dates Years
Fifth Third Securities Traverse City, MI Oct 2012 - Current 4
J.p. Morgan Securities LLC Traverse City, MI Oct 2012 - Oct 2012 < 1
Chase Investment Services Corp Kalkaska, MI Nov 2011 - Oct 2012 < 1
Mike Woods Atlanta, GA Aug 2011 - Oct 2012 1
Creative Benefits Solutions LLC Troy, MI Jan 2002 - Oct 2012 10
Massmutual Life Insurance Company Atlanta, GA Jul 2009 - Aug 2011 2
Mml Investors Services Inc. Atlanta, GA Aug 2009 - Jul 2011 1
Metlife Securities Atlanta, GA Jun 2003 - Jul 2009 6
Metropolitan Life Insurance Company Atlanta, GA Jun 2003 - Jul 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Hans W. Mathiak
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Hans Mathiak and other advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.