James SpencerCRD Number: 1329707
Current Firm: Raymond James & Associates, Inc.
James Spencer (CRD# 1329707) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Traverse City, MI and has over 33 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Lejeune Puetz Investment Counsel
|Raymond James & Associates, Inc.||St. Petersburg, FL||Sep 1999 - Current||18|
|Roney & Company||Traverse City, MI||May 1998 - Current||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1985|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)