Spencer Dow, financial advisor Tremonton UT
78 score

Spencer Dow

CRD Number: 6108189
Current Firm: Edward Jones

Spencer Dow (CRD# 6108189) is an Investment Advisor Representative working at Edward Jones in Tremonton, UT and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St. Louis, MO Aug 2012 - Current 4
Dave's World Inc. Dover-foxcroft, ME Nov 2009 - Aug 2012 2
Golden Rule Lawn Renovation Issaquah, WA Mar 2012 - Apr 2012 < 1
Unemployed Dover-foxcroft, ME Apr 2009 - Nov 2009 < 1
Diversified Business And Accounting Altamont, UT Jun 2008 - Apr 2009 < 1
Calls Design Salt Lake City, UT Dec 2007 - May 2008 < 1
Eric Glenn American Fork, UT Oct 2007 - Dec 2007 < 1
Only Choice Custom Cabinetry Salt Lake City, UT May 2007 - Sep 2007 < 1
Marmot Mountain Bellevue, UT Jan 2007 - Apr 2007 < 1
Byu-idaho Outdoor Resource Center Rexburg, ID Apr 2006 - Dec 2006 < 1
Byu-idaho Rexburg, UT Jun 2002 - Dec 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Spencer J. Dow
Phone Number: 314-515-2000
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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