Neil TagarasCRD Number: 3148311
Current Firm: Raymond James & Associates, Inc.
Neil Tagaras (CRD# 3148311) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Trinity, FL and has over 18 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Raymond James & Associates||Trinity, FL||Aug 2014 - Current||3|
|Wells Fargo Advisors LLC||Port Richey, FL||May 2009 - Aug 2014||5|
|Wachovia Securities, LLC||Port Richey, FL||Jan 2009 - May 2009||< 1|
|Citigroup Global Markets Inc.||Port Richey, FL||Oct 1998 - Jan 2009||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
|S65||NASAA Investment Advisors Law Examination||Jan 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)