Richard Swita, financial advisor Troy MI

Richard Swita

CRD Number: 1088781
Current Firm: Northwestern Mutual Investment Services,llc

Richard Swita (CRD# 1088781) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Troy, MI and has over 36 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Mar 2017 - Current 7
Northwestern Mutual Investment Services, LLC Milwaukee, WI Nov 1982 - Current 41
Northwestern Mutual Life Insurance Company Milwaukee, WI Apr 1982 - Current 42
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1988
Contact Info for Richard J. Swita
Phone Number: 866-950-4644
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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