Richard Swita, financial advisor Troy MI
96 score

Richard Swita

CRD Number: 1088781
Current Firm: Northwestern Mutual Investment Services,llc

Richard Swita (CRD# 1088781) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Troy, MI and has over 28 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Milwaukee, WI Nov 1982 - Current 34
Northwestern Mutual Life Ins Co Milwaukee, WI Apr 1982 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1988
Contact Info for Richard J. Swita
Phone Number: 866-664-7737
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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