Thomas Grant, financial advisor Troy NY
90 score

Thomas Grant

CRD Number: 6076177
Current Firm: Northwestern Mutual Investment Services,llc

Thomas Grant (CRD# 6076177) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Troy, NY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Latham, NY Oct 2012 - Current 4
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2012 - Current 4
Northwestern Mutual Investment Services, LLC Latham, NY Dec 2013 - Mar 2016 2
State University Of New York At Albany Albany, NY Aug 2007 - May 2012 4
The Vista At Van Patten Golf Club Clifton, NY May 2007 - Jan 2012 4
Bhbl High School Burnt Hills, NY Sep 2002 - Jul 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2012
S65 NASAA Investment Advisors Law Examination Nov 2013
Contact Info for Thomas J. Grant
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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