John Serafin (CRD# 2830706) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Liverpool, NY and has over 20 years of experience in the finance industry.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 4349306
Lpl Financial LLC
CRD# 1200413
Rbc Capital Markets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mutual/united Of Omaha | Syracuse, NY | Jun 2004 - Current | 19 |
| John's Sports Memorabilia | Liverpool, NY | Feb 1994 - Current | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2004 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2011 |
- CO
- NY
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Total Assets Under Management15MILLIONS
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Total Number of Accounts74ACCOUNTS
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Average Account Value$209,436
- A percentage of assets under your management
- Hourly charges
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- Other
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- Selection of other advisers (including private fund managers)
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