David Shepherd, financial advisor Tucson AZ

David Shepherd

CRD Number: 1988336
Current Firm: Shepherd Wealth & Retirement LLC

David Shepherd (CRD# 1988336) is an Investment Advisor Representative working at Shepherd Wealth & Retirement LLC in Tucson, AZ and has over 34 years of experience in the finance industry. David Shepherd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Shepherd Wealth & Retirement, LLC Tucson, AZ Sep 2019 - Current 4
Retirement Financial Services, Inc. Tucson, AZ Mar 1986 - Current 38
Shepherd Wealth Group, Inc. (dba:shepherd Wealth And Retirement) Tucson, AZ Dec 2011 - Mar 2020 8
Shepherd Wealth Group, Inc. Tucson, AZ Feb 1996 - Mar 2020 24
Lpl Financial, LLC Tucson, AZ Jan 2001 - Sep 2019 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
S65 NASAA Investment Advisors Law Examination Dec 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David W. Shepherd
Phone Number: 520-325-1600
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    78
    MILLIONS
  • Total Number of Accounts
    344
    ACCOUNTS
  • Average Account Value
    $226,818
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, TX

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