David Shepherd, financial advisor Tucson AZ

David Shepherd

CRD Number: 4336383
Current Firm: Shepherd Wealth & Retirement LLC

David Shepherd (CRD# 4336383) is an Investment Advisor Representative working at Shepherd Wealth & Retirement LLC in Tucson, AZ and has over 22 years of experience in the finance industry. David Shepherd has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Shepherd Wealth & Retirement, LLC Tucson, AZ Sep 2019 - Current 4
Shepherd Wealth Group, Inc. Tucson, AZ Oct 2011 - Sep 2019 7
Lpl Financial, Llc (formerly: Linsco/private Ledger Corp.) Tucson, AZ Sep 2001 - Sep 2019 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2001
S65 NASAA Investment Advisors Law Examination Jan 2007
Contact Info for David W. Shepherd
Phone Number: 520-325-1600
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    78
    MILLIONS
  • Total Number of Accounts
    344
    ACCOUNTS
  • Average Account Value
    $226,818
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, TX

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