John Tapper, financial advisor Tucson AZ
89 score

John Tapper

CRD Number: 6252326
Current Firm: Wells Fargo Advisors, LLC

John Tapper (CRD# 6252326) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Tucson, AZ and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Rio Rancho, NM Sep 2013 - Current 3
Wells Fargo Bank, Na Rio Rancho, NM Feb 2011 - Current 5
Petsmart Albuquerque, NM Aug 2007 - Sep 2012 5
Rio Rancho Public Schools Rio Rancho, NM Aug 2002 - May 2008 5
Mervyns Albuquerque, NM Sep 2006 - Jul 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2013
S65 NASAA Investment Advisors Law Examination Dec 2013
Contact Info for John D. Tapper
Phone Number: 314-875-3000
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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