Ai Mendoza (CRD# 5718852) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Tukwila, WA and has over 14 years of experience in the finance industry.
CRD# 5210186
Thrivent Investment Management Inc.
CRD# 1159791
Ubs Financial Services Inc.
CRD# 2921005
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Brokerage Services LLC | Tukwila, WA | Dec 2022 - Current | 1 |
| Unemployed | Covington, WA | Mar 2022 - Nov 2022 | < 1 |
| J.p. Morgan Securities LLC | Tukwila, WA | Apr 2019 - Feb 2022 | 2 |
| Jpmorgan Chase Bank, N.a. | Tukwila, WA | Apr 2019 - Feb 2022 | 2 |
| Unemployed | Renton, WA | Mar 2019 - Mar 2019 | < 1 |
| Bank Of America | Kent, WA | Feb 2018 - Feb 2019 | 1 |
| Unemployed | Renton, WA | Aug 2017 - Jan 2018 | < 1 |
| J.p. Morgan Securities LLC | Tukwila, WA | Oct 2012 - Jul 2017 | 4 |
| Jpmorgan Chase Bank, Na | Tukwila, WA | Sep 2009 - Jul 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2009 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2023 |
- WA
-
Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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