Robert PaulCRD Number: 1883555
Current Firm: 1st Global Advisors Inc.
Robert Paul (CRD# 1883555) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Tustin, CA and has over 23 years of experience in the finance industry. Robert Paul has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Robert S. Paul||Tustin, CA||Nov 2010 - Current||6|
|1st Global Insurance Services||Tustin, CA||Jun 2007 - Current||10|
|1st Global Capital Corp||Tustin, CA||Nov 2006 - Current||10|
|1st Global Advisors, Inc.||Tustin, CA||Nov 2006 - Current||10|
|The Tax Professionals||Orange, CA||Oct 2005 - Nov 2010||5|
|National Planning Corporation||North Hollywood, CA||Jun 1999 - Nov 2006||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1994|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV