Frank Barnett, financial advisor Tyler TX
93 score

Frank Barnett

CRD Number: 1998285
Current Firm: Rbc Capital Markets, LLC

Frank Barnett (CRD# 1998285) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Tyler, TX and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Tyler, TX Mar 2008 - Current 8
Dain Rauscher Incorporated Tyler, TX Mar 1998 - Mar 2008 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1989
S66 NASAA Uniform Combined State Law Examination Apr 2006
Contact Info for Frank D. Barnett
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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