Danielle Maxwell (CRD# 5406184) is an Investment Advisor Representative working at Empower Advisory Group, LLC in Union, KY and has over 16 years of experience in the finance industry.
CRD# 6208290
Fidelity Personal And Workplace Advisors
CRD# 2076400
Ubs Financial Services Inc.
CRD# 6251091
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Advised Assets Group, LLC | Greenwood Village, CO | Feb 2022 - Current | 2 |
| Gwfs Equities, Inc. | Greenwood Village, CO | Feb 2022 - Current | 2 |
| Lincoln Investment | Fort Washington, PA | Feb 2020 - Jan 2022 | 1 |
| Stancorp Equities, Inc. | Cincinnati, OH | Mar 2018 - Dec 2019 | 1 |
| Standard Retirement Services, Inc. | Cincinnati, OH | Mar 2018 - Dec 2019 | 1 |
| Fidelity Brokerage Services LLC | Covington, KY | Jan 2008 - Jan 2018 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2007 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2020 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KY
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Total Assets Under Management134,279MILLIONS
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Total Number of Accounts188,739ACCOUNTS
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Average Account Value$711,454
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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