Ernest Reyes, financial advisor Upland CA

Ernest Reyes

CRD Number: 1751604
Current Firm: Centaurus Financial, Inc.

Ernest Reyes (CRD# 1751604) is an Investment Advisor Representative working at Centaurus Financial, Inc. in Upland, CA and has over 33 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Centaurus Financial Inc. Anaheim, CA Dec 2016 - Current 7
Royal Alliance Covina, CA Jul 2014 - Dec 2016 2
Whjr Associates Campbell, CA Jul 2014 - Dec 2016 2
Fsc Securities Corporation Covina, CA May 2013 - Jul 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1990
Contact Info for Ernest J. Reyes
Phone Number: 714-456-1790
Registered State(s):
  • CA
  • NH
By the Numbers
  • Total Assets Under Management
    5,212
    MILLIONS
  • Total Number of Accounts
    30,814
    ACCOUNTS
  • Average Account Value
    $169,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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